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Tag: SEC orders
The SEC Has Charged Marcum’s Former National Assurance Services Leader With Being Ass at His One Job
The SEC’s rock-hard justice boner for Marcum continues, this time it’s charges against the firm’s […]
SEC Nabs Its First NFT Case, Commissioner Peirce Won’t Be Throwing a Party
Yesterday the SEC announced charges against Impact Theory, LLC, a media and entertainment company headquartered […]
The SEC Did Not Appreciate Crowe UK Putting Total Noobs on the Audit of a Shady Company
A couple days ago the SEC charged Crowe U.K. LLP, its CEO Nigel Bostock, and […]
EY’s Top In-House Lawyer Just Quit
EY US Vice Chair & General Counsel Ann Cook is saying goodbye to the firm […]
EY Hasn’t Finished That Independent Review Into Procedures to Prevent Another Cheating Scandal
TL;DR: After getting fined by the SEC for cheating on CPE and ethics exams in […]
A Bunch of Auditors at RSM F*cked Up
Today in Auditors Not Doing Their Jobs, the SEC has charged RSM, three senior-level employees […]
The Talent Shortage Has Gotten So Bad Clients Are Now Doing Their Own Audit Documentation
The Securities and Exchange Commission has charged Deloitte China with failing to comply with fundamental […]
How Exactly Did EY Auditors Cheat on CPE Exams? Details From the SEC Order
With the EY cheating scandal making headlines even outside of our precious little accountosphere we […]
A Few EY Partners Didn’t Get the Auditor Independence Rules Right
The SEC on Dec. 10 decided that two EY partners and one principal didn’t take […]
EY Learns the Hard Way Not to Screw Around with the SEC’s Auditor Independence Rules
Back on Aug. 12, 2019, Bubble Wrap maker Sealed Air Corp. disclosed in an 8-K […]
Two of the ‘KPMG 5’ Barred By the SEC Indefinitely For Being Dirty Cheaters
Ex-KPMG partners David Britt and Thomas Whittle were told by the SEC on Wednesday that […]