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Job of the Day: The National Futures Association Needs an Audit Manager

The National Futures Association is looking for an experienced professional to fill an Audit Manager role in Chicago.

Primary responsibility to oversee the audits, financial analysis, investigations, and financial surveillance of NFA Members conducted by the audit staff and supervisors.

Qualifications include 5-8 years of experience and strong technical auditing skills. Ability to travel of 25%-30%.


Company: National Futures Association

Title: Audit Manager

Location: Chicago, IL

Compensation: $85,000 – $110,000

Responsibilities: An audit manager oversees the audits, financial analysis, investigations, and financial surveillance of NFA Members conducted by the audit staff and supervisors. A manager ensures key issues are identified and addressed and all necessary evidence is gathered for possible disciplinary cases. The manager allocates resources to ensure an efficient workflow and is responsible for training audit staff and supervisors and assessing their performance. Furthermore, a manager actively participates in the review of department’s functions and seeks opportunities to create new, innovative ways for enhancing productivity within the department. A manager also represents NFA through its educational initiatives and at other industry conferences.

Qualifications/Skills: Bachelor’s degree in business or equivalent work experience in compliance and/or financial auditing. 5-8 years of directly related experience in compliance, investigative or financial auditing. Strong technical auditing skills. Strong analytical and problem solving skills. Strong oral and written communication skills. Demonstrated ability to handle complex and challenging assignments. Ability to work effectively in a team environment. Self-starter with high initiative. Ability to travel 25 to 30% as part of a team. Possess an understanding of complex and sophisticated financial market issues. Previous supervisory experience. Futures industry experience preferred. Series 3 or equivalent financial industry experience preferred.

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