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Category: SEC

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RSM US’s $950,000 Fine Is a Reminder That Performing Non-Audit Services for Audit Clients Can Get You Into Trouble
  • RSM
  • SEC

RSM US’s $950,000 Fine Is a Reminder That Performing Non-Audit Services for Audit Clients Can Get You Into Trouble

  • Jason Bramwell
  • August 27, 2019

You’d think a firm like RSM US would know this by now, but guess not. […]

Ex-KPMG Partner’s Broker Probably Won’t Be Doing Any Insider Trading For a While
  • KPMG
  • SEC

Ex-KPMG Partner’s Broker Probably Won’t Be Doing Any Insider Trading For a While

  • Jason Bramwell
  • August 15, 2019

The last man standing in the KPMG insider trading case (the one not involving Scott […]

Ex-KPMG Partner Will Be Giving the SEC a Bag Full of Money
  • KPMG
  • SEC

Ex-KPMG Partner Will Be Giving the SEC a Bag Full of Money

  • Jason Bramwell
  • August 7, 2019

We have an update on one of the members of Caleb’s fantasy KPMG insider trading […]

  • KPMG
  • SEC

What Price Wrong-Doing? Sanctions Against KPMG Are Complicated

  • Jim Peterson
  • July 11, 2019

“Sell in May and go away” was an investors’ adage invoked as vacation strategy in […]

The SEC Removed ‘Acting’ From Sagar Teotia’s Job Title
  • SEC

The SEC Removed ‘Acting’ From Sagar Teotia’s Job Title

  • Jason Bramwell
  • July 9, 2019

Sagar Teotia is officially your new chief accountant at the SEC, a position he had […]

SEC Says $50 Million Fine For KPMG Is ‘Significant’ and ‘Appropriate’ For All That Cheating Going On
  • KPMG
  • PCAOB
  • SEC

SEC Says $50 Million Fine For KPMG Is ‘Significant’ and ‘Appropriate’ For All That Cheating Going On

  • Jason Bramwell
  • June 17, 2019

The SEC made official today the news that Dave Michaels of the Wall Street Journal […]

$50 Million Fine SEC Is Reportedly Giving KPMG Over PCAOB Scandal Isn’t Big Enough
  • KPMG
  • PCAOB
  • SEC

$50 Million Fine SEC Is Reportedly Giving KPMG Over PCAOB Scandal Isn’t Big Enough

  • Jason Bramwell
  • June 14, 2019

Dave Michaels of the Wall Street Journal broke some huge news late last night about […]

Wesley Bricker Is Stepping Down As SEC Chief Accountant
  • SEC

Wesley Bricker Is Stepping Down As SEC Chief Accountant

  • Jason Bramwell
  • May 30, 2019

This just in from the SEC: The Securities and Exchange Commission today announced that Wesley […]

Former SEC Chief Accountant Broke His Neck In 2016 Bike Crash, Awarded $41 Million In Damages By Jury
  • SEC

Former SEC Chief Accountant Broke His Neck In 2016 Bike Crash, Awarded $41 Million In Damages By Jury

  • Jason Bramwell
  • May 22, 2019

Back in July 2016 when I was working at AccountingWEB, I remember an SEC press […]

Two Internal Auditors Thought They Could Get Away with Insider Trading, LOL
  • SEC

Two Internal Auditors Thought They Could Get Away with Insider Trading, LOL

  • Jason Bramwell
  • May 16, 2019

Two internal auditor buddies got a starring role in an SEC litigation release after they […]

It Seems the PCAOB and SEC Are Giving Accountants the Benefit of the Doubt More These Days
  • PCAOB
  • SEC

It Seems the PCAOB and SEC Are Giving Accountants the Benefit of the Doubt More These Days

  • Jason Bramwell
  • May 3, 2019

Maybe it’s because the PCAOB had a new chairman and a whole new board at […]

Accounting Fraud Watch: Jumio Founder, Former College Controller, Ex-Roadrunner Execs
  • Fraud
  • News
  • SEC

Accounting Fraud Watch: Jumio Founder, Former College Controller, Ex-Roadrunner Execs

  • Jason Bramwell
  • April 16, 2019

We arrived late to a couple accounting fraud settlement parties thrown by the SEC recently. […]

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Daily Wire is Pissed Off About a PwC Career Program That Excludes White and Asian Candidates

  • Adrienne Gonzalez
  • February 7, 2025

Although this should have been on their radar already because PwC got sued by America First Legal over it two years ago, conservative muckraking site Daily Wire has just now…

guy giving double middle fingers

The Only Piece of Advice You Need to Survive Layoffs at Your Firm

  • Adrienne Gonzalez
  • August 7, 2024

Comment on "How are layoffs decisions really made?" via r/Big4 If it backfires so what, they were going to lay you off anyway. I really hope this advice gets sucked…

woman with glasses being interviewed for a job

Weekend Discussion: Let’s Talk Counteroffers

  • Adrienne Gonzalez
  • June 29, 2024

Earlier this week, a recruiter told me a story about a job seeker who was already employed but looking to jump elsewhere. She interviewed with a firm that really loved…

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