Yesterday the SEC charged the soon-to-be-ex-husband of a BP mergers and acquisitions manager with insider […]
Tag: SEC complaints
Prager Metis Just Got Thoroughly Boned By the SEC For Hundreds of Independence Violations
It’s not every day you get to witness a firm getting hit with HUNDREDS of […]
The SEC Charges and Then Trolls Crypto Exchange Binance
Who needs an entire article about the SEC filing 13 charges against crypto exchange Binance […]
Finding a Good CFO Is So Hard Companies Are Just Making Them Up Now
h/t Sam Antar for shooting this story our way. If you have a story you […]
Two Internal Auditors Thought They Could Get Away with Insider Trading, LOL
Two internal auditor buddies got a starring role in an SEC litigation release after they […]
How Do We Fraudulently Boost Revenues for Thee? Let Me Count the Ways
If you’re going to get busted for using fraudulent accounting practices to artificially inflate your […]
The SEC Wants You to Know What Ponzi Scheme YouTube Videos Look Like
It's kind of like an infomercial but with fewer incompetent idiots trying to accomplish basic […]
Dewey Even Want to Know How Much Trouble the Ex-Heads of This Failed Law Firm Are In?
This is bad. Very very bad. Let's hop in the time machine and go back […]
Actually, Providing For Your Child Isn’t That Cool When You Insider Trade to Do It
For the last time, people, insider trading is not cool. Not ever. It is especially […]
Per the SEC, Insider Trading Is Not the Right Way to Start a Hedge Fund
Meanwhile, in the land of SEC complaints: The Securities and Exchange Commission today charged a […]